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• Form CRS
• Form ADV Part 2A Firm Brochure
• Form ADV Part 2A Wrap Fee Brochure
• Privacy Policy
• Business Continuity Plan
• Strategic Alliance Program Disclosure
• Retirement Account Disclosure

ÁùºÏ²Ê¿ª½±¼Ç¼ Securities, Inc. is the broker dealer within ÁùºÏ²Ê¿ª½±¼Ç¼. ÁùºÏ²Ê¿ª½±¼Ç¼ Securities, Inc. introduces transactions on a fully disclosed basis to our clearing firm, , a subsidiary of .

SEC Rule 606 requires all brokerage firms to make available to the public quarterly reports about their order routing practices. The report provides information on the routing of “non-directed orders” – any order that the customer has not specifically instructed to be routed to a particular venue for execution. This information is prepared by our clearing firm,

To access ÁùºÏ²Ê¿ª½±¼Ç¼’s most recent quarterly report, click the link below and enter into the search box.